East Star Resources - Holdings in Company
Released
Released
Announcement PDF
RNS Number : 2332Q
East Star Resources PLC
16 October 2023
TR-1: Standard form for notification of major holdings
NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the FCA in Microsoft Word format if
possible)
1a. Identity of the issuer or the underlying issuer of
existing shares to which voting rights are attached:
East Star Resources
1b. Please indicate if the issuer is a non-UK issuer (please mark with an "X" if appropriate)
Non-UK issuer
2. Reason for the notification (please mark the appropriate box or boxes with an "X")
An acquisition or disposal of voting rights
An acquisition or disposal of financial instruments
X
An event changing the breakdown of voting rights
Other (please specify):
3. Details of person subject to the notification obligation
Alexander Casey Walker
Name
City and country of registered office (if applicable)
4. Full name of shareholder(s) (if different from 3.)
As above
Name
City and country of registered office (if applicable)
5. Date on which the threshold was crossed or
reached:
16/10/2023
6. Date on which issuer notified (DD/MM/YYYY):
16/10/2023
7. Total positions of person(s) subject to the notification obligation
% of voting rights
attached to shares
(total of 8. A)
Resulting situation
on the date on
which threshold
was crossed or
reached
9.7%
Position of previous
notification (if
applicable)
11.0%
% of voting rights
through financial
instruments
(total of 8.B 1 + 8.B 2)
Total of both in %
(8.A + 8.B)
Total number of voting
rights of issuer
8. Notified details of the resulting situation on the date on which the threshold was crossed or reached
A: Voting rights attached to shares
Class/type of
shares
ISIN code (if
possible)
Number of voting rightsix
% of voting rights
Indirect
(Art 10 of Directive
2004/109/EC)
(DTR5.2.1)
GB00BN92HZ16
Direct
(Art 9 of Directive
2004/109/EC) (DTR5.1)
21,279,201
Indirect
(Art 10 of Directive
2004/109/EC) (DTR5.2.1)
9.7%
SUBTOTAL 8. A
B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC (DTR5.3.1.1 (a))
Type of financial
instrument
Expiration
date
Exercise/
Conversion Period
Number of voting rights
that may be acquired if
the instrument is
exercised/converted.
% of voting rights
SUBTOTAL 8. B 1
B 2: Financial Instruments with similar economic effect according to Art. 13(1)(b) of Directive 2004/109/EC
(DTR5.3.1.1 (b))
Exercise/
Type of
Physical or
Expiration
Number of
Conversion
financial
cash
% of voting rights
date
voting rights
instrument
settlement
Period xi
SUBTOTAL
8.B.2
9. Information in relation to the person subject to the notification obligation (please mark the
applicable box with an "X")
Person subject to the notification obligation is not controlled by any natural person or legal entity and does
not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuer
Full chain of controlled undertakings through which the voting rights and/or the
financial instruments are effectively held starting with the ultimate controlling natural person or legal entity
(please add additional rows as necessary)
% of voting rights
% of voting rights if it
through financial
Total of both if it equals or
Name
equals or is higher than
instruments if it equals
is higher than the
the notifiable threshold
or is higher than the
notifiable threshold
notifiable threshold
10. In case of proxy voting, please identify:
Name of the proxy holder
The number and % of voting rights held
The date until which the voting rights will be held
11. Additional information
Place of completion
UK
Date of completion
16 October 2023
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